| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-06-30 | 2011-11-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-06-30 | 2011-11-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-05-25 | 2011-06-14 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2011-05-25 | 2011-06-14 |