| Soochow Securities International Brokerage Limited | Rep | 就證券提供意見 | 2013-06-27 | 2019-04-11 |
| Rep | 證券交易 | 2013-06-27 | 2019-06-30 |
| Soochow Securities International Futures Limited | Rep | 就期貨合約提供意見 | 2013-06-27 | 2019-04-11 |
| Rep | 期貨合約交易 | 2013-06-27 | 2019-06-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2009-05-26 | 2013-06-01 |
| Rep | 槓桿式外匯交易 | 2009-05-26 | 2013-06-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-07-09 | 2013-06-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-02-28 | 2013-06-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-02-28 | 2013-06-01 |