| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-02-09 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2010-03-04 | - |
| Rep | 就期貨合約提供意見 | 2009-03-10 | - | |
| Rep | 期貨合約交易 | 2008-06-25 | - | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-06-25 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-12-27 | 2008-04-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-12-27 | 2008-04-01 |