| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2016-10-04 | 2019-12-26 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2016-10-04 | 2019-12-26 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-03-13 | 2016-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-03-13 | 2010-08-01 |
| Rep | 證券交易 | 2007-03-26 | 2016-06-30 | |
| Asia Pacific Securities Limited | Rep | 證券交易 | 2006-09-28 | 2007-03-17 |
| GAYANG SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-07-12 | 2006-09-18 |