| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2023-04-03 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2023-04-03 | - |
| SHACOM FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2018-07-18 | 2023-03-11 |
| Rep | 期貨合約交易 | 2016-09-01 | 2023-03-11 | |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-06-04 | 2016-07-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2011-06-03 | 2012-05-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-05-06 | 2012-05-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-06-14 | 2012-05-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-06-14 | 2012-05-19 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-07-27 | 2010-06-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-07-27 | 2010-06-05 |
已採集記錄中暫無金管局登記。