| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KMT SECURITIES LIMITED | RO | 證券交易 | 2026-01-23 | - |
| Rep | 證券交易 | 2026-01-06 | 2026-01-23 | |
| Neutral Financial Holding Company Limited | RO | 證券交易 | 2021-12-01 | 2025-11-03 |
| CITRUS SECURITIES LIMITED | RO | 證券交易 | 2021-01-08 | 2021-11-30 |
| Hong Kong Stock Link Securities Limited | RO | 證券交易 | 2018-10-16 | 2019-10-08 |
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | 證券交易 | 2018-09-18 | 2018-10-06 |
| Rep | 證券交易 | 2018-05-29 | 2018-09-18 | |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 證券交易 | 2016-04-26 | 2018-01-31 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2012-12-03 | 2016-02-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2012-12-03 | 2016-02-08 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-06-19 | 2016-02-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-04-19 | 2016-02-08 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-07-08 | 2016-02-08 |
| GAYANG SECURITIES LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2004-06-21 |
已採集記錄中暫無金管局登記。