| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-11-07 | 2022-10-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2009-02-16 | 2011-06-30 |
| Rep | 期貨合約交易 | 2008-12-17 | 2022-10-31 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-11-07 | 2022-10-31 |