| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-08-04 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-07-09 | - |
| Rep | 證券交易 | 2007-07-09 | - | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-04-10 | 2007-06-24 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2005-04-20 | 2007-06-24 |
已採集記錄中暫無金管局登記。