| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | RO | 就證券提供意見 | 2021-08-16 | - |
| RO | 期貨合約交易 | 2021-08-16 | - | |
| RO | 證券交易 | 2021-08-16 | - | |
| Rep | 就證券提供意見 | 2021-06-18 | 2021-08-16 | |
| Rep | 期貨合約交易 | 2021-06-18 | 2021-08-16 | |
| Rep | 證券交易 | 2021-06-18 | 2021-08-16 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2011-12-22 | 2021-05-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-07-29 | 2021-05-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2006-09-21 | 2021-05-31 |
| Rep | 期貨合約交易 | 2006-07-17 | 2021-05-31 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-06-20 | 2021-05-31 |
| TISCO SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-11-09 | 2006-06-09 |
金管局記錄暫時無法載入，請稍後重試。