| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2011-12-15 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-07-29 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2006-09-21 | 2007-09-20 |
| Rep | 期貨合約交易 | 2006-07-28 | - | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-07-25 | - |
| TISCO SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2005-03-11 | 2006-07-21 |
已採集記錄中暫無金管局登記。