| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mint Capital Limited (HK) | RO | 就證券提供意見 | 2026-06-25 | - |
| RO | 提供資產管理 | 2026-06-25 | - | |
| Ming Yang Capital Limited | RO | 就證券提供意見 | 2023-12-28 | 2026-05-11 |
| RO | 提供資產管理 | 2023-12-28 | 2026-05-11 | |
| Rep | 就證券提供意見 | 2023-11-03 | 2023-12-28 | |
| Rep | 提供資產管理 | 2023-11-03 | 2023-12-28 | |
| China Harbour International Asset Management Limited | RO | 就證券提供意見 | 2020-12-24 | 2023-08-31 |
| RO | 提供資產管理 | 2020-12-24 | 2023-08-31 | |
| Rep | 就證券提供意見 | 2020-12-21 | 2020-12-24 | |
| Rep | 提供資產管理 | 2020-12-21 | 2020-12-24 | |
| Victory Asset Management Limited | RO | 就證券提供意見 | 2020-01-09 | 2020-11-30 |
| RO | 提供資產管理 | 2020-01-09 | 2020-11-30 | |
| SFG Fund Limited | RO | 提供資產管理 | 2018-07-24 | 2019-12-15 |
| SFGHK Limited | RO | 就證券提供意見 | 2017-09-07 | 2019-12-15 |
| RO | 證券交易 | 2017-09-07 | 2019-12-15 | |
| CHELSEA SECURITIES LIMITED | Rep | 證券交易 | 2017-04-07 | 2017-08-19 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2015-03-02 | 2017-04-02 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 證券交易 | 2015-03-02 | 2017-04-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2015-03-02 | 2017-04-02 |
| Mason Securities Limited | Rep | 證券交易 | 2014-01-22 | 2015-02-09 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-01-22 | 2015-02-09 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2012-10-19 | 2014-01-08 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-10-19 | 2014-01-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-05-04 | 2012-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-05-04 | 2012-05-01 |
已採集記錄中暫無金管局登記。