| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2021-08-27 | 2026-01-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2021-08-05 | 2026-01-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2021-08-05 | 2026-01-14 |
| Rep | 證券交易 | 2021-08-05 | 2026-01-14 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2009-10-16 | 2011-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-07-15 | 2021-05-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-11-27 | 2021-05-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-11-27 | 2021-05-14 |