| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2014-11-24 | 2018-09-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2014-11-24 | 2018-09-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-05-28 | 2011-10-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-05-28 | 2011-10-29 |