| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2012-05-07 | 2012-06-18 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-05-07 | 2012-06-18 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-08-25 | 2012-02-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-08-25 | 2012-02-11 |