| KGI ASIA LIMITED | Rep | 證券交易 | 2018-10-05 | 2021-04-30 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-10-05 | 2021-04-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-07-01 | 2018-10-01 |
| Rep | 證券交易 | 2014-11-05 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2014-11-05 | 2018-10-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2014-11-05 | 2016-06-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-06-27 | 2014-09-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-12-19 | 2014-09-29 |
| Taiping Securities (HK) Co Limited | Rep | 提供自動化交易服務 | - | 2003-08-22 |
| Rep | 就機構融資提供意見 | - | 2003-09-30 |
| Rep | 就證券提供意見 | - | 2003-09-30 |
| Rep | 提供資產管理 | - | 2003-09-30 |
| Rep | 證券交易 | - | 2006-12-16 |