| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ubiquant Asset Management Co., Limited | Rep | 就證券提供意見 | 2024-01-03 | 2026-08-03 |
| Rep | 提供資產管理 | 2024-01-03 | 2026-08-03 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-08-02 | 2011-09-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-08-02 | 2011-09-30 |