| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2025-10-21 | - |
| Yunfeng Securities Limited | Rep | 證券交易 | 2025-10-21 | - |
| Legend Arb Advisors Limited | Rep | 就期貨合約提供意見 | 2024-01-31 | 2024-06-30 |
| Rep | 就證券提供意見 | 2024-01-31 | 2024-06-30 | |
| Rep | 提供資產管理 | 2024-01-31 | 2024-06-30 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-07-04 | 2013-06-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-07-04 | 2013-06-29 |
| Rep | 證券交易 | 2011-07-04 | 2013-06-29 |