| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | 就期貨合約提供意見 | 2021-11-04 | - |
| RO | 期貨合約交易 | 2021-11-04 | - | |
| RO | 證券交易 | 2021-11-04 | - | |
| Rep | 就期貨合約提供意見 | 2017-02-16 | 2021-11-04 | |
| Rep | 期貨合約交易 | 2014-04-11 | 2021-11-04 | |
| Rep | 證券交易 | 2014-04-11 | 2021-11-04 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 槓桿式外匯交易 | 2013-03-28 | 2014-04-05 |
| Rep | 就期貨合約提供意見 | 2008-08-14 | 2014-04-05 | |
| Rep | 期貨合約交易 | 2007-10-25 | 2014-04-05 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-10-25 | 2014-04-05 |
已採集記錄中暫無金管局登記。