| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 提供資產管理 | 2007-12-07 | 2010-06-04 |
| Rep | 就證券提供意見 | 2007-08-15 | 2023-10-31 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2005-11-02 | 2023-10-31 |
| Rep | 提供自動化交易服務 | - | 2003-08-15 | |
| Rep | 提供資產管理 | - | 2003-12-09 | |
| Rep | 就期貨合約提供意見 | - | 2005-03-21 | |
| Rep | 期貨合約交易 | - | 2023-10-31 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2005-03-21 |
| Rep | 就證券提供意見 | - | 2005-03-21 | |
| Rep | 提供資產管理 | - | 2005-03-21 | |
| Rep | 證券交易 | - | 2023-10-31 |