| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2023-08-16 | 2023-11-12 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2023-08-16 | 2023-11-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-05-31 | 2022-07-08 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2008-09-08 | 2022-07-08 |
| Rep | 期貨合約交易 | 2007-10-16 | 2022-07-08 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-10-16 | 2022-07-08 |