| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Golden Hen Securities and Futures Limited | RO | 槓桿式外匯交易 | 2025-09-11 | - |
| RO | 就期貨合約提供意見 | 2024-03-12 | - | |
| RO | 就證券提供意見 | 2024-03-12 | - | |
| RO | 提供資產管理 | 2024-03-12 | - | |
| RO | 期貨合約交易 | 2021-12-14 | - | |
| RO | 證券交易 | 2021-12-14 | - | |
| ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | RO | 就證券提供意見 | 2019-03-05 | 2021-09-30 |
| RO | 證券交易 | 2019-03-05 | 2021-09-30 | |
| Rep | 期貨合約交易 | 2018-08-31 | 2021-09-30 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2009-10-16 | 2018-06-30 |
| Rep | 槓桿式外匯交易 | 2008-12-16 | 2018-06-30 | |
| Rep | 期貨合約交易 | 2008-11-06 | 2018-06-30 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-11-06 | 2018-06-30 |