| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITRUS SECURITIES LIMITED | RO | 就證券提供意見 | 2022-04-06 | - |
| RO | 證券交易 | 2021-11-26 | - | |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2019-02-18 | 2019-10-27 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2019-01-11 | 2019-10-27 |
| CHINA HANYA SECURITIES LIMITED | RO | 證券交易 | 2018-01-31 | 2018-12-07 |
| Sinostar Securities Limited | RO | 證券交易 | 2017-03-08 | 2017-05-11 |
| Rep | 證券交易 | 2017-02-01 | 2017-03-08 | |
| THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | 證券交易 | 2015-12-29 | 2016-12-28 |
| FORMAX SECURITIES LIMITED | RO | 期貨合約交易 | 2015-08-28 | 2015-12-24 |
| RO | 證券交易 | 2014-09-12 | 2015-12-24 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-08-24 | 2014-08-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-07-08 | 2014-08-01 |
| GAYANG SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-02-18 | 2004-06-21 |
已採集記錄中暫無金管局登記。