| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2011-05-06 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-03-16 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-03-16 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-08-04 | 2010-03-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-08-04 | 2010-03-06 |
已採集記錄中暫無金管局登記。