Personnel Hong Kong SFC License Details (ID 91920)

Personnel Hong Kong SFC License Details (ID 91920)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2016-12-30	-
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	提供資產管理	2013-10-07	2018-01-05
PHILLIP COMMODITIES (HK) LIMITED	Rep	就期貨合約提供意見	2012-03-01	-
	Rep	期貨合約交易	2009-05-14	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2009-05-14	-
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	證券交易	2008-11-10	2009-05-01
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期貨合約交易	2008-11-10	2009-05-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	證券交易	2007-03-30	2008-09-17
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期貨合約交易	2007-03-30	2008-09-17