| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2013-11-19 | 2020-07-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-08-24 | 2013-11-05 |
| GREATER CHINA SECURITIES LIMITED | Rep | 證券交易 | 2004-01-13 | 2004-08-20 |
| Rep | 就機構融資提供意見 | - | 2003-06-13 | |
| Rep | 就證券提供意見 | - | 2003-06-13 | |
| Rep | 提供資產管理 | - | 2003-06-13 | |
| Rep | 證券交易 | - | 2003-06-13 | |
| JIMEI WEALTH MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | - | 2003-06-13 |
| Rep | 就證券提供意見 | - | 2003-06-13 | |
| Rep | 提供資產管理 | - | 2003-06-13 |