| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-11-15 | 2026-02-16 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2003-05-13 | 2005-11-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-04-14 |
| Rep | 就證券提供意見 | - | 2003-04-14 | |
| Rep | 提供資產管理 | - | 2003-04-14 | |
| Rep | 證券交易 | - | 2003-04-14 |