| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-04-15 | 2012-06-01 |
| Rep | 就證券提供意見 | 2008-01-03 | 2010-08-01 | |
| Broadway Wealth Management Limited | Rep | 就證券提供意見 | 2007-04-17 | 2007-12-06 |
| ANGUS MOORE LIMITED | Rep | 就證券提供意見 | 2006-07-05 | 2007-04-04 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-10-27 | 2006-06-21 |