| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-06-30 | 2024-11-22 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2022-06-30 | 2024-11-22 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期貨合約提供意見 | 2016-12-16 | 2022-06-04 |
| Rep | 期貨合約交易 | 2015-12-23 | 2022-06-04 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-12-23 | 2022-06-04 |
| Rep | 證券交易 | 2011-04-19 | 2012-12-07 |