| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-08-31 | 2015-04-12 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-03-19 | 2009-05-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-03-19 | 2009-05-07 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2008-07-04 | 2008-07-30 |
| ROOFER SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-11-30 |
| Rep | 就證券提供意見 | - | 2004-11-30 | |
| Rep | 提供資產管理 | - | 2004-11-30 | |
| Rep | 證券交易 | - | 2008-07-01 |