| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2008-06-17 | 2017-11-16 |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-10-08 | 2008-05-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-09-07 | 2007-10-01 |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-30 |
| Rep | 就證券提供意見 | - | 2003-12-30 | |
| Rep | 提供資產管理 | - | 2003-12-30 | |
| Rep | 證券交易 | - | 2003-12-30 |