| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-09-05 | 2012-06-01 |
| Rep | 就證券提供意見 | 2007-08-03 | 2012-06-01 | |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2006-09-05 | 2007-05-15 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2005-08-11 | 2006-08-07 |