| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2017-01-27 | 2026-02-11 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2016-11-14 | 2026-02-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-10-08 | 2011-12-01 |
| Rep | 證券交易 | 2008-10-08 | 2011-12-01 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2008-01-16 | 2008-07-22 |
| Rep | 就證券提供意見 | 2007-11-28 | 2008-07-22 | |
| THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2005-02-21 | 2007-07-05 |