| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | - |
| Rep | 證券交易 | 2016-02-18 | 2017-10-02 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-04-04 | 2016-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2003-09-24 | 2005-04-04 |
| ORIENT SECURITIES LIMITED | Rep | 證券交易 | 2003-06-13 | 2003-09-23 |
已採集記錄中暫無金管局登記。