| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2021-06-18 | - |
| Topaz Financial Group Limited | Rep | 就證券提供意見 | 2020-02-27 | - |
| Rep | 期貨合約交易 | 2020-02-27 | - | |
| Rep | 證券交易 | 2019-12-24 | - | |
| PC SECURITIES LIMITED | Rep | 證券交易 | 2018-11-30 | 2019-11-27 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-11-07 | 2018-11-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-08-22 | 2018-11-09 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-30 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-30 | |
| Rep | 證券交易 | 2003-04-01 | 2003-05-30 |
金管局記錄暫時無法載入，請稍後重試。