| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PineBridge Investments Asia Limited | RO | 就證券提供意見 | 2012-02-14 | 2015-01-18 |
| RO | 提供資產管理 | 2012-02-14 | 2015-01-18 | |
| RO | 證券交易 | 2012-02-14 | 2015-01-18 | |
| PineBridge Investments Hong Kong Limited | RO | 提供資產管理 | 2012-02-14 | 2015-01-18 |
| RO | 證券交易 | 2012-02-14 | 2015-01-18 | |
| Rep | 提供資產管理 | 2010-10-21 | 2012-02-14 | |
| PineBridge Investments Asia Limited | Rep | 就證券提供意見 | 2008-09-10 | 2012-02-14 |
| Rep | 提供資產管理 | 2008-09-10 | 2012-02-14 | |
| PineBridge Investments Hong Kong Limited | Rep | 證券交易 | 2008-09-10 | 2012-02-14 |