| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供資產管理 | 2021-11-01 | - |
| RO | 期貨合約交易 | 2020-09-01 | - | |
| Rep | 期貨合約交易 | 2020-06-29 | 2020-09-01 | |
| RO | 就證券提供意見 | 2019-03-14 | - | |
| RO | 證券交易 | 2019-03-14 | - | |
| Rep | 就證券提供意見 | 2018-12-28 | 2019-03-14 | |
| Rep | 證券交易 | 2018-12-28 | 2019-03-14 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | RO | 期貨合約交易 | 2017-05-29 | 2018-12-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就證券提供意見 | 2017-05-29 | 2018-12-04 |
| RO | 證券交易 | 2017-05-29 | 2018-12-04 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2017-04-07 | 2017-05-29 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2017-01-20 | 2017-05-29 |
| Rep | 證券交易 | 2017-01-20 | 2017-05-29 | |
| CMBC International Securities Limited | RO | 就證券提供意見 | 2016-11-30 | 2017-01-06 |
| RO | 證券交易 | 2016-11-30 | 2017-01-06 | |
| Quam Securities Limited | RO | 就證券提供意見 | 2016-02-03 | 2016-05-31 |
| RO | 期貨合約交易 | 2016-02-03 | 2016-05-31 | |
| RO | 證券交易 | 2016-02-03 | 2016-05-31 | |
| Rep | 就證券提供意見 | 2016-01-13 | 2016-02-03 | |
| Rep | 期貨合約交易 | 2016-01-13 | 2016-02-03 | |
| Rep | 證券交易 | 2016-01-13 | 2016-02-03 | |
| RHB FUTURES HONG KONG LIMITED | RO | 期貨合約交易 | 2012-10-10 | 2015-06-17 |
| RHB SECURITIES HONG KONG LIMITED | RO | 證券交易 | 2012-10-10 | 2015-06-17 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2012-09-07 | 2012-10-10 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2012-09-07 | 2012-10-10 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | RO | 期貨合約交易 | 2012-01-19 | 2012-08-25 |
| RO | 證券交易 | 2012-01-19 | 2012-08-25 | |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2005-03-21 | 2012-08-25 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2005-03-21 | 2012-01-19 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2004-08-27 | 2005-03-21 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2004-02-18 | 2005-03-21 |
| CELESTIAL COMMODITIES LIMITED | Rep | 提供自動化交易服務 | 2003-10-24 | 2004-02-03 |
| Rep | 期貨合約交易 | 2003-10-24 | 2004-02-03 | |
| CELESTIAL FINANCE LIMITED | Rep | 提供證券保證金融資 | 2003-10-24 | 2004-01-09 |
| CELESTIAL SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-10-24 | 2004-02-03 |
| Rep | 證券交易 | 2003-10-24 | 2004-02-03 |
已採集記錄中暫無金管局登記。