| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就機構融資提供意見 | 2012-07-23 | 2017-03-31 |
| Rep | 證券交易 | 2012-03-15 | 2017-03-31 | |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就機構融資提供意見 | 2006-11-10 | 2011-11-26 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2006-11-10 | 2011-11-26 |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2006-06-19 | 2006-10-12 |
| Rep | 證券交易 | 2006-06-19 | 2006-10-12 |