| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CARLYON SECURITIES LIMITED | Rep | 證券交易 | 2024-11-20 | - |
| CARLYON CAPITAL LIMITED | RO | 就機構融資提供意見 | 2024-08-06 | - |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 就機構融資提供意見 | 2021-11-02 | 2022-06-30 |
| Rep | 就機構融資提供意見 | 2021-08-19 | 2021-11-02 | |
| HEUNGKONG CAPITAL LIMITED | RO | 就機構融資提供意見 | 2021-03-15 | 2022-06-30 |
| Rep | 就機構融資提供意見 | 2019-12-04 | 2021-03-15 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | 證券交易 | 2019-12-04 | 2022-06-30 |
| SOUTH CHINA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-04-21 | 2019-11-24 |
| Rep | 就機構融資提供意見 | 2016-07-12 | 2017-04-21 | |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2016-07-12 | 2019-11-24 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2016-07-12 | 2019-11-24 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-10-31 | 2015-06-20 |
| Rep | 就機構融資提供意見 | 2012-06-22 | 2015-06-20 | |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-02-10 | 2011-11-26 |
已採集記錄中暫無金管局登記。