| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2022-05-17 | - |
| Rep | 就證券提供意見 | 2022-01-28 | - | |
| Rep | 就機構融資提供意見 | 2022-01-28 | 2022-05-17 | |
| CLSA LIMITED | Rep | 證券交易 | 2022-01-28 | - |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-05-14 | 2022-01-13 |
| Rep | 就機構融資提供意見 | 2019-02-18 | 2019-05-14 | |
| FIRST SHANGHAI CAPITAL LIMITED | RO | 就機構融資提供意見 | 2014-11-12 | 2019-01-22 |
| Rep | 就機構融資提供意見 | 2012-10-10 | 2014-11-12 | |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2012-09-26 | 2012-09-26 |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-07-22 | 2012-08-25 |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-03-31 | 2011-07-08 |
| Rep | 證券交易 | 2011-03-31 | 2011-07-08 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就證券提供意見 | 2008-01-21 | 2011-03-11 |
| Rep | 證券交易 | 2008-01-21 | 2011-03-11 | |
| Rep | 就機構融資提供意見 | 2007-08-31 | 2011-03-11 |
金管局記錄暫時無法載入，請稍後重試。