| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zynergy Asset Management Limited | Rep | 就證券提供意見 | 2021-08-27 | 2021-10-27 |
| Rep | 提供資產管理 | 2021-08-27 | 2021-10-27 | |
| YU MING INVESTMENT MANAGEMENT LIMITED | Rep | 提供資產管理 | 2015-04-16 | 2018-04-22 |
| IMPERIAL CAPITAL LIMITED (HK) | Rep | 提供資產管理 | 2013-07-24 | 2015-03-06 |
| Rep | 就證券提供意見 | 2013-02-22 | 2014-05-21 | |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-11-19 | 2012-08-25 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2010-08-23 | 2010-11-15 |
| CHINA TONGHAI (IA) LIMITED | Rep | 就證券提供意見 | 2008-10-22 | 2010-06-23 |