| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CONVOY CAPITAL HONG KONG LIMITED | RO | 就機構融資提供意見 | 2012-08-23 | 2013-02-28 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就機構融資提供意見 | 2011-03-10 | 2011-10-04 |
| RO | 證券交易 | 2011-03-10 | 2011-10-04 | |
| Rep | 就機構融資提供意見 | 2011-02-25 | 2011-03-10 | |
| Rep | 證券交易 | 2011-02-25 | 2011-03-10 | |
| Polaris Capital (Asia) Limited | RO | 就機構融資提供意見 | 2007-06-26 | 2008-04-16 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就機構融資提供意見 | 2005-09-23 | 2007-08-01 |
| RO | 證券交易 | 2005-09-23 | 2008-04-16 | |
| Rep | 就機構融資提供意見 | 2005-07-21 | 2005-09-23 | |
| Rep | 證券交易 | 2005-07-21 | 2005-09-23 | |
| VC CAPITAL LIMITED | RO | 就機構融資提供意見 | - | 2005-04-28 |
| RO | 證券交易 | - | 2005-04-28 |