| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-14 | 2023-08-31 |
| Rep | 證券交易 | 2012-06-14 | 2023-08-31 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-04-19 | 2015-12-30 |
| Rep | 證券交易 | 2011-04-19 | 2015-12-30 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2007-08-21 | 2011-04-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-10-11 | 2011-04-09 |