| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-18 | 2021-03-31 |
| Rep | 證券交易 | 2012-06-18 | 2021-03-31 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2007-09-21 | 2013-04-10 |
| Rep | 證券交易 | 2004-09-01 | 2013-04-10 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2003-09-26 | 2004-08-24 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 就機構融資提供意見 | - | 2003-09-18 |
| Rep | 就證券提供意見 | - | 2003-09-18 | |
| Rep | 提供資產管理 | - | 2003-09-18 | |
| Rep | 提供自動化交易服務 | - | 2003-09-18 | |
| Rep | 證券交易 | - | 2003-09-18 |