| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SILVERBRICKS SECURITIES COMPANY LIMITED | RO | 期貨合約交易 | 2025-07-11 | - |
| Rep | 證券交易 | 2021-02-19 | - | |
| Rep | 期貨合約交易 | 2021-02-19 | 2025-07-11 | |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2020-02-13 | 2021-01-31 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2020-02-13 | 2021-01-31 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2019-07-08 | 2020-01-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2019-07-08 | 2020-01-31 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-04-25 | 2019-07-04 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-04-25 | 2019-07-04 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-15 | 2019-03-30 |
| Rep | 證券交易 | 2012-06-15 | 2019-03-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2010-02-26 | 2015-12-30 |
| Rep | 期貨合約交易 | 2009-12-08 | 2015-12-30 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2006-02-03 | 2009-12-01 |
| SHUN LOONG FUTURES LIMITED | Rep | 期貨合約交易 | 2005-07-08 | 2009-12-01 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-11-27 | 2005-07-07 |
| SHUN LOONG FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-05-27 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-27 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-05-27 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-11-25 |
已採集記錄中暫無金管局登記。