| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ROCK HILL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2017-06-21 | - |
| RO | 提供資產管理 | 2017-06-21 | - | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-11-10 | 2017-06-02 |
| Rep | 提供資產管理 | 2015-11-10 | 2017-06-02 | |
| Rep | 證券交易 | 2015-11-10 | 2017-06-02 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2014-01-22 | 2015-08-03 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供資產管理 | 2012-06-14 | 2012-08-06 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 提供資產管理 | 2011-01-27 | 2012-08-06 |
| IBTS ASIA (HK) LIMITED | Rep | 就證券提供意見 | 2009-12-02 | 2011-01-01 |
| Rep | 證券交易 | 2009-12-02 | 2011-01-01 |
已採集記錄中暫無金管局登記。