Cheung, See Ling 張思玲
證監會中央編號:AQJ777
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | 就期貨合約提供意見 | 2023-10-11 | - |
| RO | 期貨合約交易 | 2023-10-11 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2023-10-11 | - |
| RO | 證券交易 | 2023-10-11 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2023-08-17 | 2023-10-11 |
| Rep | 期貨合約交易 | 2023-08-17 | 2023-10-11 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-08-17 | 2023-10-11 |
| Rep | 證券交易 | 2023-08-17 | 2023-10-11 | |
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就證券提供意見 | 2019-08-26 | 2023-07-16 |
| RO | 就期貨合約提供意見 | 2019-05-28 | 2023-07-16 | |
| RO | 期貨合約交易 | 2019-05-28 | 2023-07-16 | |
| RO | 證券交易 | 2019-05-28 | 2023-07-16 | |
| Rep | 就期貨合約提供意見 | 2019-03-07 | 2019-05-28 | |
| Rep | 期貨合約交易 | 2019-03-07 | 2019-05-28 | |
| Rep | 證券交易 | 2019-03-07 | 2019-05-28 | |
| Rep | 就證券提供意見 | 2019-03-07 | 2019-08-26 | |
| China Securities (International) Brokerage Company Limited | RO | 就期貨合約提供意見 | 2016-11-29 | 2019-02-20 |
| RO | 期貨合約交易 | 2016-11-29 | 2019-02-20 | |
| RO | 證券交易 | 2016-11-29 | 2019-02-20 | |
| Rep | 就期貨合約提供意見 | 2016-02-25 | 2016-11-29 | |
| Rep | 期貨合約交易 | 2016-02-25 | 2016-11-29 | |
| Rep | 證券交易 | 2016-02-25 | 2016-11-29 | |
| Rep | 就證券提供意見 | 2016-02-25 | 2019-02-20 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-14 | 2016-01-23 |
| Rep | 證券交易 | 2012-06-14 | 2016-01-23 | |
| Rep | 槓桿式外匯交易 | 2012-06-14 | 2016-01-23 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 槓桿式外匯交易 | 2008-08-28 | 2014-10-20 |
| Rep | 期貨合約交易 | 2008-07-17 | 2016-01-23 | |
| Rep | 證券交易 | 2008-02-21 | 2016-01-23 |
金管局記錄暫時無法載入，請稍後重試。