Chow, Judy Suk Yiu 周淑瑤 Hong Kong SFC License Details (ID 92431)

Chow, Judy Suk Yiu 周淑瑤 Hong Kong SFC License Details (ID 92431)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	就證券提供意見	2019-12-11	2024-03-28
	Rep	證券交易	2019-12-11	2024-03-28
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期貨合約交易	2014-07-29	2024-03-28
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	就證券提供意見	2014-07-29	2020-03-27
	Rep	證券交易	2014-07-29	2020-03-27
Yuanta Securities (Hong Kong) Company Limited	Rep	就證券提供意見	2012-06-18	2014-07-18
	Rep	期貨合約交易	2012-06-18	2014-07-18
	Rep	證券交易	2012-06-18	2014-07-18
Yuanta Asia Investment (Hong Kong) Limited	Rep	就證券提供意見	2010-05-03	2013-08-01
	Rep	期貨合約交易	2010-05-03	2013-08-01
	Rep	證券交易	2010-05-03	2013-08-01
Everbright Securities Investment Services (HK) Limited	Rep	就證券提供意見	2008-08-20	2010-04-14
CES Commodities (HK) Limited	Rep	期貨合約交易	2007-11-29	2010-04-14
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2003-08-06	2010-04-14