| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-18 | 2019-08-21 |
| Rep | 證券交易 | 2012-06-18 | 2019-08-21 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2007-08-14 | 2019-03-15 |
| Rep | 就證券提供意見 | - | 2003-08-13 | |
| Rep | 提供資產管理 | - | 2003-08-13 | |
| Rep | 就機構融資提供意見 | - | 2004-02-17 | |
| Rep | 證券交易 | - | 2019-08-21 |