| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2012-10-03 | 2013-02-01 |
| Rep | 期貨合約交易 | 2012-10-03 | 2013-02-01 | |
| DELTA ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-10-03 | 2013-02-01 |
| Delta Asia Wealth Management Limited | Rep | 提供資產管理 | 2012-10-03 | 2013-02-01 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2012-08-29 | 2013-02-01 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2012-06-18 | 2012-08-28 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2011-03-25 | 2012-08-28 |