| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2012-06-18 | - |
| Rep | 證券交易 | 2012-06-18 | - | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-03-05 | 2015-12-30 |
| Rep | 證券交易 | 2010-03-05 | 2015-12-30 | |
| ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | 就期貨合約提供意見 | 2009-09-14 | 2009-12-31 |
| Rep | 就證券提供意見 | 2009-09-14 | 2009-12-31 | |
| Rep | 提供資產管理 | 2009-09-14 | 2009-12-31 |